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Sovereign Global Markets (P) Ltd, 1102, Ansal Bhawan, 10, K.G. Marg, Connaught Place, New Delhi - 110 001

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info@sovereignglobal.in

+91 11 40827709/10/11

+91 98196 67208

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Status of Annual Compliance Audit for 2024-25

Sovereign Global Markets Private Limited (SGMPL) – Member of BSE – CIN No: U67120DL2010PTC206976

Registered Office Address: Sovereign Global Markets Private Limited, 3RD Floor, 25/8, East Patel Nagar, Central Delhi, Delhi, 110 008; Tel No: +91-98114395495;

Website: www.sovereignglobal.in

Correspondence Office Address: Sovereign Global Markets Private Limited, 1102, 11th Floor, Ansal Bhawan, KG Marg, New Delhi – 110001; Tel No: 011-48027709-11.

Registration Nos*: Sovereign Global Markets Private Limited (SGMPL): INZ000309234 (BSE); Research Analyst: INH000012263.

BSE Enlistment No as a Research Analyst: 5776

*Research services are backed by proper research.

Registration granted by SEBI and certification from NISM in no way guarantees performance of the intermediary or provide any assurance of returns to investors.

Please read the Risk Disclosure Document prescribed by the Stock Exchanges carefully before investing. There are no assurances or guarantee of the returns. Investment in securities market are subject to market risk, read all the related documents carefully before investing.

Investments in debt securities/ municipal debt securities/ securitised debt instruments are subject to risks including delay and/ or default in payment. Read all the offer related documents carefully.

SGM Investment Services LLP is a registered distributor with Association of Mutual Funds in India (AMFI): Registration Number 270419 (for Mutual Funds). Valid until 11-Jun-2026. The date of initial registration of AMFI is 12-Jun-2023.

Mutual Fund Investments are subject to market risks. Please read all scheme related documents carefully before investing. Investment in the securities involves risks.

Details of Compliance Officer: Name: Rohan Modi,

Email ID: compliance@sovereignglobal.in,

Contact No: +91-9004551052.

Customer having any query/feedback/ clarification may write to info@sovereignglobal.in.

In case of grievances for services like Broking, Research Analyst or any other services rendered by Sovereign Global Markets Private Limited (SGMPL) write to info@sovereignglobal.in

To lodge your complaints using SEBI SCORES, Click here

Please see our Grievance Redressal Mechanism for detailed procedure in this regard. You can also lodge your complaints on the new Smart Online Dispute Resolution Platform. Click here

Mandatory details to register on SEBI SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances.

Details of Key Managerial Personnel and Authorized Persons: Umesh Tulsyan – umesh.tulsyan@sovereignglobal.in, Nidhi Tulsyan - nidhi.tulsyan@sovereignglobal.in

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